Head of Legal and Compliance
Salary AUD900 - AUD1,000 per day + Super
Location Sydney CBDCONTRACTOR
Consultant Matilda Werner
Date posted 19 September 20192019-09-20 2019-10-19 financial-services Sydney CBD New South Wales AU AUD 900 1000 1000 DAY Robert Walters https://www.robertwalters.com.au https://www.robertwalters.com.au/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
Work with one of the fastest growing financial institutions in Sydney, overseeing a team of 7, responsible for risk and compliance activity.
- Extend the formal Compliance oversight function, ensuring the Company’s fulfilment of legal and regulatory obligations through monitoring and review of internal procedures and controls.
- Provide specialist legal advice in the context of financial services.
- Oversee the business unit, establishing a commitment to build a strong internal supervisory function.
- Fulfil regulatory reporting and investigative requirements, including coordinate staff training and CPD programs, aid internal and external auditors, produce compliance reports to management and communicate with regulatory authorities as necessary.
- Keep informed of pending industry changes and best practices.
- Understand and contribute towards the corporate vision, values and mission statement.
- Fulfil other duties as required by management.
- Formal Qualifications in a field related to the Legal or Compliance functions.
- Bachelor of Law (min. requirement)
- Additional industry-based certification is desired.
- Significant experience in a similar level role in a Compliance and Legal function in financial services.
- Experience working in a dual Legal and Compliance role is highly regarded.
To apply please click apply or call Matilda Werner on +61 2 82893182 for a confidential discussion.