Compliance Assurance Manager
Salary AUD85000 - AUD100000 per annum + Bonus
Consultant Jonathan Berry
Date posted 1 November 2016
Global Investment Bank is seeking a Compliance Assurance Manager to conduct compliance reviews and deep dives across their retail banking division.
Investment Bank - Compliance Assurance Manager - Sydney - $100k
Global leading Investment Bank are seeking a Compliance Assurance Manager to identify and manage compliance risks across the retail banking division.
Key responsibilities will include:
- conduct targeted compliance assurance reviews across retail banking products
- perform testing of compliance obligations against regulations and policies
- assist with the improvement of processes and controls
- engage with stakeholders to ensure risks are being managed consistently and activities are being co-ordinated efficiently
- incident and breach assessment and reporting; and monitor identified control improvements and actions to ensure they are implemented
Suitable Candidate will posses:
- relevant experience in retail banking compliance and internal audit / assurance in financial services
- knowledge of laws and regulations relevant to the retail banking industry, and specific retail product knowledge (including NCCP Act)
- proven track record of working in a team environment
- degree qualification in business, law or finance related discipline
- excellent written and verbal communication skills
To apply please click apply or call Jonathan Berry on +61 2 8289 3210 for a confidential discussion.