Control Room, Senior Associate
Salary AUD90,000 - AUD120,000 per annum + Super + bonus
Location Sydney CBDFULL_TIME
Consultant Dylan Mountford
Date posted 27 November 20192019-11-27 2019-12-27 banking Sydney CBD New South Wales AU AUD 90000 120000 120000 YEAR Robert Walters https://www.robertwalters.com.au https://www.robertwalters.com.au/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
The Control Room is a new function being set up to enable the effective management of conflicts across the Enterprise, with an initial focus on the Corporate and Institutional Bank Division.
The Senior Associate, Control Room will be responsible for assisting the Head of Control Room drive the establishment of the function across the Enterprise and will play a key role in supporting the Head of Control Room in developing, enhancing and preserving the integrity of our client's conflicts of interest framework.
Establishment and development of Control Room processes and procedures to manage conflicts of interest
Assisting to ensure that any potential conflicts of interest are dealt with in accordance with the Enterprise’s Conflicts of Interest Policy
Liaising with private side businesses to ensure Control Room Lists (e.g., Restricted Trading, Watch List, and Wall Cross Lists, Insider Lists) are maintained.
Assist with reviewing commercial transactions for conflicts of interest.
Provide advice and guidance to traders and sales people relating to trade restrictions and personal account dealing activity, including the provision of personal account dealing clearance.
Experience working within a Control Room environment, or in a compliance position in a corporate finance, wholesale or markets division of a financial services organisation.
Some knowledge of securities related rules and regulations
Excellent stakeholder engagement skills and ability to influence outcomes and implement within tight timeframes
Clear written and verbal communication skills
Strong analytical and judgement skills, attention to detail and thoroughness of execution
Ability to work in fast pace and intense environment
To apply please click apply or call Dylan Mountford on 02 8289 3171 for a confidential discussion.