en

Contact Us

Truly global and proudly local, we've been serving Australia for over 25 years with offices in Adelaide, Brisbane, Melbourne, Perth, and Sydney.

Get in touch
Jobs

Our industry specialists will listen to your aspirations and share your story with Australia’s most prestigious organisations. Together, let’s write the next chapter of your career.

See all jobs

Exclusive recruitment partners

Explore the opportunities from a range of organisations that exclusively partner with Robert Walters for their hiring needs.

Learn more
Services

Australia's leading employers trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources.

Read more

Capability Statement

We offer a range of services that we have perfected over time, yet we embrace all challenges without exception. Share your talent challenges with us and together we will find the solution.

Learn more
About Robert Walters Australia

G'day! For us, recruitment is more than just a job. We understand that behind every opportunity is the chance to make a difference in people's lives.

Learn more

Work for us

Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters Australia

Learn more
Contact Us

Truly global and proudly local, we've been serving Australia for over 25 years with offices in Adelaide, Brisbane, Melbourne, Perth, and Sydney.

Get in touch

Compliance Analyst

Save job

The risk and compliance manager will be reporting into the Senior Risk and Compliance Manager and the General Council. This is a great opportunity to work directly with senior stakeholders in the business.

The risk and compliance analyst will be providing advice and guidance to the broader business with respect to risk and compliance frameworks.

Key Responsibilities:

  • Regular reporting to the board or delegated committees such as the Risk and
    Compliance Committee on risk assessments, identifying emerging or changing
    risks; and the maintenance and communication of compliance policies and procedures.
  • Conduct compliance plan and risk monitoring and testing related to licensing, with regards to AML/CTF and Privacy Act obligations.
  • Manage investment guideline changes including the testing and implementation within the
    trading system and with external providers.
  • Draft and gather information in relation to regulatory, audit and similar inspections, such as
    AIST and GS007.



Key Requirements:

  • 2 years experience in a compliance role.
  • Experience in working in funds, investment management.
  • Knowledge and understanding of financial services and licence obligations in Australia (e.g.
    ASIC requirements, responsible managers, AML)


Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Ali Heffernan on 02 8289 3193 for a confidential discussion.

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Entry Level

Location: Sydney

Job Reference: 1955260/001

Date posted: 24 May 2024

Consultant: Ali Heffernan

I'm Robert Walters Are you?

Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.