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Risk and Compliance Manager

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The Risk and Compliance Manager will aim to promote and uphold a strong culture of risk awareness and compliance management across the business.

Key Responsibilities:

  • Support the Risk and Compliance function with a focus on AFSL requirements and compliance monitoring, reporting to the Senior Risk and Compliance Manager.
  • Assist in the review and monitoring of the AFSL Compliance Plan.
  • Ensure timely regulatory lodgements of schemes.
  • Lead the daily review and approval of marketing materials.
  • Develop and maintain operational relationships with key service providers.
  • Investigate and report compliance breaches.
  • Continuously review and update compliance policies, procedures, and training programs.
  • Ensure timely and accurate reporting of compliance and risk-related issues to senior management.
  • Collaborate with internal and external stakeholders, including regulators, auditors, and service providers, to ensure compliance with relevant laws, regulations, and industry standards.
  • Assist in managing risk assessments and reviews.

Key Requirements:

  • At least 3+ years of compliance experience in a financial institution setting or consulting to such institutions or relevant areas in a financial services organisation.
  • Has in depth knowledge of AML/CTF and breach reporting.
  • Strategic thinking – ability to identify problems, research, consider and synthesise many pieces of information , design solutions, solve problems and use initiative to drive results.
  • Ability to collaborate effectively, deliver results through others and foster positive relationships.
  • Strong written and oral communication skills.

Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Ali Heffernan on 02 8289 3193 for a confidential discussion.

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Sydney CBD

Job Reference: 1983500/001

Date posted: 27 June 2024

Consultant: Ali Heffernan

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