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Explore the opportunities from a range of organisations that exclusively partner with Robert Walters for their hiring needs.

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About Robert Walters Australia

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Control Room Compliance Advisor

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You will be joining an established investment company as a Control Room Compliance Advisor within a dynamic and growing team with a strong focus on development and progression.

About the Company

A leading domestic investment bank with a strong company focus on development, support and flexibility.

About the role:

Responsibilities include:
· Supporting staff in managing conflicts of interest, regulatory compliance, and corporate advisory/research processes.
· Implementing processes to prevent and escalate conflicts, incidents, and breaches.
· Working with various teams (e.g., Sales and Trading Compliance, AFC) to manage conflicts, information barriers, and confidential information.
· Assisting with internal investigations and responding to regulatory notices.
· Helping design and maintain conflict management policies, procedures, and systems.
· Evaluating new products for conflicts and ensuring the company’s processes stay up-to-date with industry changes.



About the you:

You have:
· 2-5 years experience in control room/surveillance or similar experience, ideally within an Investment Banking or similar environment.
· Relevant degree and certifications.
· Proven problem solving and analytical skills.
· Experience with implementing systems and workflows that support risk management.

Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Davy Culliton on 02 8289 3172 for a confidential discussion.

About the job

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Risk - Credit / Mkt/ Operational

Industry: Financial Services

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Associate

Location: Sydney

Job Reference: 2041100/001

Date posted: 28 February 2025

Consultant: Davy Culliton

Phone number: 02 8289 3172

david.culliton@robertwalters.com.au

Davy Culliton

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