Trade Surveillance Advisor
You will be joining an established investment bank as a Trade Surveillance Advisor within a dynamic and growing team with a strong focus on development and progression.
About the company:
A leading investment bank with a strong focus on development, support and flexibility.
About the role:
Responsibilities include:
- Monitor alerts and investigate suspicious activity
- Maintain and enhance surveillance systems and procedures
- Support compliance reviews, regulatory responses, and reporting
- Assist with conflict management and holdings disclosures
- Contribute to risk mitigation, governance, and a strong compliance culture
About the you:
You are:
- Relevant tertiary degree.
- 3-5 years related experience in financial services.
- Preferably from an investment banking or similar environment.
- Experience with relevant financial products and services.
- Strong communication and project management skills
- Analytical, organised, and detail-oriented
- Proactive, adaptable, and able to work independently
Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Davy Culliton on 02 8289 3172 for a confidential discussion.
About the job

Contract Type: Perm
Specialism: Banking & Financial Services
Focus: Investment Management
Industry: Financial Services
Salary: Negotiable
Workplace Type: Hybrid
Experience Level: Senior Management
Location: Sydney CBD
FULL_TIMEJob Reference: 9AV27P-383DF005
Date posted: 1 August 2025
Consultant: Davy Culliton
sydney banking-financial-services/investment-management 2025-08-01 2025-08-31 financial-services Sydney CBD New South Wales AU Robert Walters https://www.robertwalters.com.au https://www.robertwalters.com.au/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true