Compliance jobs 

Robert Walters recruits for permanent and contract compliance jobs throughout Australia. View the compliance job vacancies we are currently recruiting for below.

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Market Surveillance Manager

Salary: AUD110,000 - AUD130,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 20 September 2019

Market Surveillance is a global function within Markets Risk that brings together all aspects of regulatory and financial crime risk management. The Market Surveillance Manager team is a second line function who work together with the business and leverage advanced technology to help our client anticipate and navigate the forever changing regulatory environment.
Head of Legal and Compliance

Salary: AUD900 - AUD1,000 per day + Super

Location: Sydney CBD

Date Posted: 19 September 2019

Work with one of the fastest growing financial institutions in Sydney, overseeing a team of 7, responsible for risk and compliance activity.
Compliance Officer

Salary: AUD80,000 - AUD100,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 19 September 2019

The Compliance Officer be working in the Compliance & Operational Risk Control (C&ORC) Regulatory Management and Frameworks team in Sydney, Australia. Our client provides a consistent and coordinated delivery of the compliance and operational risk program in Australia.
Compliance Manager

Salary: AUD2,100 - AUD130,000 per annum + Super

Location: Sydney CBD

Date Posted: 16 September 2019

Oversee the development and implementation of an operational compliance framework for the business. Working with the local team and head office, the Compliance manager will develop policy and frameworks, adhering to regulatory guidelines and internal expectations.
Compliance Specialist

Salary: Negotiable

Location: Brisbane

Date Posted: 12 September 2019

Looking for candidates with Financial Planning and Xplan experience for the examination and investigation of current policies.
Compliance Senior Analyst

Salary: AUD75,000 - AUD105,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 9 September 2019

The Compliance Senior Analyst role exists to assist the high performing compliance team with managing the compliance framework and implementing all regulatory change.
Compliance Executive Manager

Salary: AUD170,000 - AUD200,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 9 September 2019

The primary function of this Senior VP/Country Head of Compliance role is the day-to-day Country Compliance coverage for our clients operations in Australia.
Compliance Manager

Salary: AUD80,000 - AUD160,000 per annum + + super

Location: Sydney CBD

Date Posted: 5 September 2019

Compliance Manager - this role needs someone with 3+ years Compliance experience preferably in the Capital Markets or stockbroking space. As this is a small-medium size firm you will need to have an autonomous and strategic approach.
Compliance Officer

Salary: AUD50,000 - AUD80,000 per annum + + super

Location: Sydney CBD

Date Posted: 29 August 2019

Compliance Officer: You will be responsible for effectively managing the compliance framework, its policies and processes, regulatory change, disclosure and assurance monitoring, reporting program and incident management for the Fund, Trustee, Service Centre, and Investment businesses. This role will exposue a junior candidate to a variety of compliance functions within the firm.
Member Advocacy Specialist

Salary: Negotiable

Location: Brisbane

Date Posted: 26 August 2019

Your responsibilities will include : Examination, investigation, resolution and response to escalated feedback. This includes complaints referred to internal dispute resolution and the industry complaints authority. You will be accountable for the analysis and commentary of feedback. Initiate continuous improvement and quality assurance opportunities highlighted by external feedback.