Compliance jobs 

Robert Walters recruits for permanent and contract compliance jobs throughout Australia. View the compliance job vacancies we are currently recruiting for below.

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Senior Compliance Manager

Salary: AUD150,000 - AUD170,000 per annum + super

Location: Sydney CBD

Date Posted: 20 March 2019

This Senior Manager role - reporting directly into the Head of - is based around ensuring the business is compliant and up to date with all issues and risk around market abuse, market misconduct and control room functions.
Compliance Associate Director

Salary: AUD150,000 - AUD190,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 18 March 2019

The Compliance Associate Director will pay a key role in continuing the build-out of the compliance framework and being front line to the business.
Consultant Assurance

Salary: AUD100,000 - AUD120,000 per annum

Location: Melbourne CBD

Date Posted: 14 March 2019

As part of the Wealth project Quality Assurance team you will execute assurance activities as outlined in the Assurance plan, based on the direction of an Assurance Manager:
Manager/Senior Manager Monitoring and Surveillance

Salary: AUD110,000 - AUD170,000 per annum + super

Location: Sydney CBD

Date Posted: 13 March 2019

Manager/Senior Manager - Monitoring and Surveillance The group runs a 3 lines of defence model across its risk functions. Compliance works closely with the businesses and related 2nd line functions to ensure comprehensive coverage of the material compliance risks across the group. The role is responsible for supporting the 2nd Line Monitoring and Surveillance function to develop and undertake planned and ad-hoc monitoring activities This includes identifying key risks in relation to market abuse in financial products. This ensures compliance risks are managed within appetite.
Compliance Manager - Regulatory Response

Salary: AUD100,000 - AUD140,000 per annum + super

Location: Sydney CBD

Date Posted: 13 March 2019

This new Manager position has been developed to primarily deal wit regulatory responses. IT requires experience in the Financial Advice space to understand advisers and ASIC notices. You will need regulatory experience (preferably ASIC) and have stakeholder engagement skills to implement training and new regulatory measures.
Mandate Compliance Analyst

Salary: AUD80,000 - AUD100,000 per annum + + super

Location: Sydney CBD

Date Posted: 13 March 2019

Mandate Compliance Manager Reporting to the Manager, the Mandate Compliance Analyst is based in Sydney and is responsible for the monitoring of investment restrictions and limitations across all entities managed. Flexible working arrangements are on offer within the role. Sydney, CBD
Compliance Manager

Salary: AUD95,000 - AUD120,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 13 March 2019

The Compliance Senior Analyst/Manager is responsible for assisting in the management of regulatory compliance for our client’s ANZ entities, as well as group-wide policy functions and providing day-to-day support on policy and licensing for ANZ.
Compliance Senior Analyst

Salary: AUD95,000 - AUD120,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 13 March 2019

The Compliance Senior Analyst/Manager is responsible for assisting in the management of regulatory compliance for our client’s ANZ entities, as well as group-wide policy functions and providing day-to-day support on policy and licensing for ANZ.
Risk and Assurance Manager

Salary: AUD130,000 - AUD150,000 per annum + Super

Location: Sydney

Date Posted: 13 March 2019

As a Risk and Compliance Manager, you will provide risk management and compliance support to a line of business within the Insurance business. Your support includes the provision of advice and assurance services to embed the risk management framework with the applicable line of business.
Associate Director - Compliance Policy & Oversight

Salary: Bonus

Location: Melbourne CBD

Date Posted: 13 March 2019

Due to continued expansion we are looking for an experienced Risk or Compliance specilaits across company policy and oversight to join this large Financial Services organisation.