Compliance jobs 

Robert Walters recruits for permanent and contract compliance jobs throughout Australia. View the compliance job vacancies we are currently recruiting for below.

Search Results

Compliance Officer

Salary: AUD450 - AUD475 per day + Super

Location: Sydney

Date Posted: 17 January 2019

Our client is seeking a Compliance Officer who has at least 1 years’ experience in a compliance role within the financial services industry. The ideal Compliance Officer candidate will have had exposure to superannuation and be creatily driven to fit into an innovative team.
Compliance Coach - Financial Planning

Salary: Negotiable

Location: Melbourne CBD

Date Posted: 14 January 2019

In this unique role you will be using your Technical knowledge and skills in Financial Planning to assist branch and phone based advisers across advice regulations and ensuing they are compliant across all areas of advice.
Advice Monitoring Consultant

Salary: Negotiable

Location: Melbourne CBD

Date Posted: 14 January 2019

As an Advice Monitoring Consultant, you will deliver complex advice review services for all company Licensees in a newly created Melbourne CBD based team. This will be done through pre-vetting of advice documents through file collection, audit, assurance and investigations delivered effectively and with consistent quality process and compliance outcomes.
Advice Remediation Consultant

Salary: AUD80,000 - AUD130,000 per annum + Super

Location: North Sydney

Date Posted: 14 January 2019

The purpose of this role, has a strong customer focus and, is to review customer advice provided by our clients advisers and assess its quality and appropriateness against the needs of the customer. The role will support the implementation of a customer remediation program and identify and provide remediation themes and recommended improvements back into the overall Advice process. The role will also ensure fair compensation of a client is achieved.
Financial Crime - Expression of interest

Salary: AUD180,000 - AUD250,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 11 January 2019

Our client is currently looking to build out their Financial Crime division and are looking for a number of senior Financial Crime professionals.
Accreditation Officer

Salary: AUD230 - AUD290 per day + Super

Location: Sydney CBD

Date Posted: 11 January 2019

The Accreditation Officer will; Ensuring that dealerships, finance & insurance managers and locums are all accredited in conformity with legislative standards and their risk appetite, Ensuring that insurers and insurance products are accredited in conformity with the accreditation policies and Process the ongoing review of these accreditation processes.
Compliance Senior Manager/Manager

Salary: AUD120,000 - AUD160,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 11 January 2019

The Company has matured and grown to the point where a Compliance Senior Manager/Manager is required to lead the compliance department and steer the Company through uncertain regulatory requirements.
Manager/Senior Manager Financial Crime

Salary: AUD120,000 - AUD160,000 per annum + Super

Location: Sydney CBD

Date Posted: 10 January 2019

The Manager/Senior Manager Financial Crime role is responsible for providing in depth technical knowledge and expertise in relation to the Financial Crime (FC) compliance requirements driven from local legislation (AU and NZ) and Group Policy requirements (based on European and Global legislation).
Compliance Manager/Senior Manager

Salary: AUD110,000 - AUD160,000 per annum + Super + bonus

Location: Sydney CBD

Date Posted: 10 January 2019

The Asset/Investment Management division is a very profitable part of the business and will see the Compliance Manager/Senior Manager having exposure to senior stakeholders in the business.
Quality Assurance- Financial Advice

Salary: Negotiable

Location: Melbourne CBD

Date Posted: 10 January 2019

The Company Our client is a Big 4 Bank and one of the five largest companies in Australia. Their purpose is to create a balanced, sustainable economy through providing top tier insights, products and services. Due to a positive expansion of the Wealth Team they are now looking to take on a Quality Assurance Analyst to specialise in financial advice complaints.